Compliance Schedule
An official council document listing all specified systems in a building and the inspection, testing, and maintenance requirements for each system.
What is a Compliance Schedule?
A compliance schedule is issued by the territorial authority (council) for buildings that have specified systems โ safety and operational systems that require regular inspection and maintenance. The schedule lists every specified system in the building (fire alarms, sprinklers, emergency lighting, lifts, ventilation, etc.) and sets out the performance standards, inspection frequencies, and maintenance requirements for each.
The building owner is legally responsible for ensuring all systems on the compliance schedule are inspected and maintained as required. An independently qualified person (IQP) must carry out the inspections and provide written reports. These reports form the basis for issuing the annual Building Warrant of Fitness (BWOF).
Compliance schedules are most common in commercial buildings and multi-unit residential developments (apartments and larger townhouse complexes). They're an important indicator of building safety and management quality.
Why It Matters for Due Diligence
The compliance schedule tells you what safety systems the building relies on and what maintenance is required. A well-maintained compliance schedule means the building's safety systems are functional and inspected. A poorly managed one โ with missed inspections, deferred maintenance, or lapsed BWOFs โ is a red flag.
When buying a unit in a building with a compliance schedule, request copies of recent IQP reports and the current BWOF. Check whether any systems need repair or replacement, as these costs will likely be shared among owners.
How to Check
The compliance schedule is held by the council and should be available from the body corporate or building manager. Your lawyer can request a copy from the council as part of due diligence. Check the BWOF is current and displayed in the building. Review IQP reports for each specified system to understand their condition.
Frequently Asked Questions
What happens if a building doesn't have a required compliance schedule?
Operating a building with specified systems but without a compliance schedule is an offence under the Building Act 2004. The council can issue a notice to fix requiring the building owner to obtain a compliance schedule. This situation suggests serious management issues and should be investigated thoroughly before buying.
Can a compliance schedule be amended?
Yes. The compliance schedule should be updated whenever specified systems are added, removed, or altered. For example, if a fire alarm system is upgraded or a new lift is installed, the compliance schedule must be amended to reflect the changes. The council processes these amendments.
Related Terms
Specified System
GlossaryA safety system in a building โ such as fire alarms, sprinklers, lifts, or ventilation โ that is required to be regularly inspected and maintained under the Building Act 2004.
Building Warrant of Fitness (BWOF)
GlossaryAn annual certificate confirming that a commercial or multi-unit building's safety systems have been inspected and are performing to the required standard.
Body Corporate
GlossaryThe legal entity made up of all unit title owners in a multi-unit development, responsible for managing common property and shared affairs.
Unit Title
GlossaryA form of property ownership for apartments, townhouses, and other multi-unit developments where each owner holds title to their individual unit and shares ownership of common property.
Building Code
GlossaryThe New Zealand Building Code โ a set of minimum performance standards that all building work must meet, covering structure, fire safety, moisture, energy efficiency, and accessibility.
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